Grievances and Complaints: Complying with the CMS CoPs, Joint Commission, DNV Standards and OCR

Recorded Webinar | Laura A. Dixon | From: Nov 05, 2020 - To: Dec 31, 2020

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If a CMS surveyor showed up at your hospital tomorrow would you know what to do? Are you sure you are in compliance with the entire grievance requirements by CMS, OCR, and the complaint standards by the Joint Commission or your accreditation organization? Do you have a grievance committee? Do you provide a written response as required by CMS? The CMS grievance requirements have recently been a frequent source of investigation. In fact, it was the third most common problematic standard for hospitals. The grievance standards are located in the patient rights section.

This program will talk about a federal law that is enforced by the Office of Civil Rights requirements under Section 1557 of the Affordable Care Act. This law previously required many specific things and was revised on June 19, 2020. The hospital must still have a grievance procedure and compliance coordinator to investigate any grievances alleging noncompliance with this law including discrimination.

Come learn what you need to ensure compliance. Many hospitals are surprised at the number of regulations and the detailed requirements on what they need to do to comply with this problematic standard. This program will also discuss the Joint Commission standards on complaints and DNV Healthcare on grievances and how these crosswalk to the CMS grievance interpretive guidelines. This is a must-attend for any hospital. Staff should be aware of and follow the hospital grievance and complaint policy. The policy should be approved by the board. Staff should be educated on the policy. This program will cover what is now required to be documented in the medical record.

Learning Objectives:-

  • Discuss that any hospital that receives reimbursement for Medicare patients must follow the CMS Conditions of Participation on grievances. 
  • Identify that the CMS regulations under grievances include the requirement to have a grievance committee,
  • Discuss that the Joint Commission has complaint standards in the patient’s right (RI) chapter and DNV grievance standard in the patient rights chapter
  • Recall that in most cases the patient must be provided with a written notice that includes steps taken to investigate the grievance, the results, and the date of completion.
  • Describe that the Office of Civil Rights requires hospitals to have a process to handle grievances related to discrimination under Section 1557 and that there were significant changes on June 19, 2020

Session Highlights:-

  • Overview and background of CMS Conditions of Participation on grievances
  • CMS’ regulations that require hospitals to have a grievance committee
  • Joint Commission’s complaint standards in the patient’s right (RI) chapter and DNV grievance standard in the patient rights chapter
  • Providing written notice to patients
  • OCR’s requirement for hospitals to have a process to handle grievances related to discrimination under Section 1557
  • Final interpretive guidelines
  • How to find the current copy of the regulations
  • Going through the CMS deficiency memo
  • How to find changes in the Hospital CoPs
  • CMS definition of grievance
  • TJC definition and six elements of performance on complaints
  • Form to collect information
  • HIPAA requirements if request, not from the patient
  • Billing issues and information on patient satisfaction
  • Telephone complaints after discharge
  • Customer service and complaints
  • Process for prompt resolution
  • Board’s responsibility in the grievance process
  • Changes to the QIOs process
  • The time frame for responding to grievances
  • 7-day rule
  • System analysis approach
  • What should critical access hospitals do?
  • DNV Health NIAHO standards on grievances
  • OCR Section 1557 on the complaint process
  • Policy required
  • Notice to patient
  • Grievance process
  • Appeal to CEO or board
  • Timelines for filing a grievance on discrimination
  • Job description for compliance person

Who Will Benefit:-

  • Consumer Advocates or Patient Advocate
  • Chief Operating Officer (COO)
  • All nurses in direct patient care
  • Joint commission coordinator
  • Department directors
  • Quality improvement coordinators
  • Risk managers
  • Legal counsel
  • Nurse educator
  • Patient safety officer
  • Emergency department manager
  • Compliance officers
  • HIPAA privacy and security officer
  • Anyone involved in the implementation of the CMS grievance, DNV, OCR, or Joint Commission compliant standards 

Laura A. Dixon

Laura Dixon served as the Director, Facility Patient Safety and Risk Management and Operations for COPIC from 2014 to 2020 where she provided safety and risk management consultation and training to facilities, practitioners, and staff in multiple states. Ms. Dixon has more than twenty years of clinical experience in acute care facilities, including critical care, coronary care, peri-operative services, and pain management. She served as the Director, Western Region, Patient Safety and Risk Management for The Doctors Company, Napa, California. Laura holds a Bachelor of Science degree from Regis University, RECEP of Denver, a Doctor of Jurisprudence degree from Drake University College of Law, Des Moines, Iowa, and a Registered Nurse Diploma from Saint Luke’s School Professional Nursing, Cedar Rapids, Iowa. She is licensed to practice law in Colorado and California.